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MiFID II regulations regarding the assessment of target market information and disclosure of costs and charges came into force in January 2018.
This page includes information about Aviva Investors’ Product Governance process along with European MiFID Template, an industry standard document that includes information about the target market for our funds and details about costs and charges. Please click the relevant link below to access the information.
UK and Luxembourg regulated Funds
Data in relation to the target market for the Aviva Investors funds (the “AI Funds”) as set out in the EMT is as at the reference date stated in the EMT. Nothing within the EMT is intended to or should be construed as advice, or a recommendation, or a suitability or appropriateness assessment of any nature. No representation is made that the data is correct at any time subsequent to the reference date.
The data is disclosed to you: (i) in your capacity as a distributor of the AI Funds or in your capacity as the delegate, agent, or otherwise acting on behalf of a distributor of the AI Funds; and (ii) solely to assist distributors in complying with their obligations as defined and detailed under MiFID II (Directive 2014/65/EU) and (in respect of UK regulated funds only) the FCA’s Product Intervention and Product Governance Sourcebook (PROD), which implements the requirements of MiFID II (the “Permitted Purpose”).
Distributors are required to make their own assessment of the target market for the funds they distribute and their distribution strategy based on: (i) information received from product manufacturers; and (ii) information about their own clients.
Forward looking costs figures are estimates based on historic data where available and relevant, or are based upon the MIFID II guidelines for producing estimated forward looking costs figures when historic data is not available. Actual cost figures, which will be reported on an ex-post basis, may vary from estimates given.
Aviva Investors (which includes any company within the group of companies of which Aviva Investors Holdings Limited is the ultimate parent) (“Aviva Investors”) makes no representation as to whether the information provided is fit for any purpose other than the Permitted Purpose. Aviva Investors is not liable (including, to the extent permitted by statute, liability under negligence) for any losses arising from the use or disclosure of this data for any purpose other than for the Permitted Purpose. Nothing in this disclaimer is intended to limit liability for fraud.
Aviva Investors is not liable for any consequences of any amendment or processing of this data that is undertaken after downloading it from this website; and if any changes are made to the form, substance or presentation of the data prior to it being made available to your clients you will be solely liable for those changes and any consequences resulting from them.
Issued on behalf of Aviva Investors UK Fund Services Limited, registered in England No. 01973412 in respect of UK regulated funds and Aviva Investors Global Services Limited, registered in England No. 1151805 in respect of Luxembourg regulated funds. Registered Office of both companies: St Helen’s, 1 Undershaft, London, EC3P 3DQ. Both companies are authorised and regulated by the Financial Conduct Authority.
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