Legal & regulatory
"Aviva Investors" is a trade name used in this web site and in the United States by Aviva Investors Americas LLC (“AIA”), an investment advisor registered with the U.S. Securities and Exchange Commission. The name “Aviva Investors” is used in other countries by companies who are affiliated with Aviva Investors Americas; such affiliated companies also use the name "Aviva Investors" in web sites they sponsor or maintain.
Nothing on this web site shall be construed as a solicitation or offer to provide investment advisory services or to buy or sell a security to any person in a jurisdiction where it would be unlawful to provide such services, or where such an offer, solicitation, purchase or sale, would be unlawful.
Information on this web site is provided “AS IS” without warranty of any kind, either express or implied, including, but not limited to, the implied warranties of merchantability, fitness for a particular purpose, or non-infringement. Some jurisdictions do not allow the exclusion of implied warranties, so the above exclusion may not apply to you. The data set forth on this website is for informational purposes only, and no warranty is made that the information is error-free.
IN NO EVENT WILL AVIVA INVESTORS BE LIABLE TO ANY PARTY FOR ANY DIRECT, INDIRECT, SPECIAL OR OTHER CONSEQUENTIAL DAMAGES ARISING OUT OF ANY USE OF THIS WEB SITE, OR ANY OTHER HYPER-LINKED WEB SITE, INCLUDING, WITHOUT LIMITATION, ANY LOSS OF PROFITS, BUSINESS INTERRUPTION, LOSS OF PROGRAMS OR DATA ON YOUR EQUIPMENT, OR OTHERWISE, EVEN IF WE ARE EXPRESSLY ADVISED OF THE POSSIBILITY OR LIKELIHOOD OF SUCH DAMAGES.
Information on this web site may contain inaccuracies or errors. Information may be changed or updated without notice. We have no obligation to update information presented on this web site, so information contained herein may be out of date at any given time. We may also make improvements and/or changes in the strategies and/or programs described in this information without notice.
All trademarks, service marks and logos located on this site are owned or licensed for use in the United States by Aviva Investors unless otherwise indicated. All materials contained in this web site are the property of Aviva Investors unless otherwise indicated. All materials are protected by United States copyright laws and all other applicable laws. Removal or reproduction by any means of any materials, logo, trademark, service mark, or the name Aviva Investors, is expressly prohibited without the prior written consent of Aviva Investors.
Aviva Investors may change this statement from time to time without notice. This statement is not intended to and does not create any contractual or other legal rights in or on behalf on any party.
Most of the assets under management by Aviva Investors are owned by affiliated insurance entities.
Aviva Investors Americas LLC is a federally registered investment advisor with the U.S. Securities and Exchange Commission. Aviva Investors Americas, LLC is also a commodity trading advisor (“CTA”) and commodity pool operator (“CPO”) registered with the Commodity Futures Trading Commission (“CFTC”), and is a member of the National Futures Association (“NFA"). Form ADV Part 2A, which provides background information about the firm and its business practices, is available upon written request to:
225 West Wacker Drive, Suite 2250
Chicago, IL 60606